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第1章

作者:佚名 字数:27419 更新:2026-03-10 23:39:34

1

WHENtheobjectsofaninquiry,inanydepartment,haveprinciples,conditions,orelements,itisthroughacquaintancewiththesethatknowledge,thatistosayscientificknowledge,isattained。Forwedonotthinkthatweknowathinguntilweareacquaintedwithitsprimaryconditionsorfirstprinciples,andhavecarriedouranalysisasfarasitssimplestelements。PlainlythereforeinthescienceofNature,asinotherbranchesofstudy,ourfirsttaskwillbetotrytodeterminewhatrelatestoitsprinciples。

Thenaturalwayofdoingthisistostartfromthethingswhicharemoreknowableandobvioustousandproceedtowardsthosewhichareclearerandmoreknowablebynature;forthesamethingsarenot\'knowablerelativelytous\'and\'knowable\'withoutqualification。Sointhepresentinquirywemustfollowthismethodandadvancefromwhatismoreobscurebynature,butclearertous,towardswhatismoreclearandmoreknowablebynature。

Nowwhatistousplainandobviousatfirstisratherconfusedmasses,theelementsandprinciplesofwhichbecomeknowntouslaterbyanalysis。Thuswemustadvancefromgeneralitiestoparticulars;foritisawholethatisbestknowntosense-perception,andageneralityisakindofwhole,comprehendingmanythingswithinit,likeparts。Muchthesamethinghappensintherelationofthenametotheformula。Aname,e。g。\'round\',meansvaguelyasortofwhole:itsdefinitionanalysesthisintoitsparticularsenses。

Similarlyachildbeginsbycallingallmen\'father\',andallwomen\'mother\',butlaterondistinguisheseachofthem。

2

Theprinciplesinquestionmustbeeither(a)oneor(b)morethanone。If(a)one,itmustbeeither(i)motionless,asParmenidesandMelissusassert,or(ii)inmotion,asthephysicistshold,somedeclaringairtobethefirstprinciple,otherswater。If(b)morethanone,theneither(i)afiniteor(ii)aninfiniteplurality。If(i)finite(butmorethanone),theneithertwoorthreeorfourorsomeothernumber。If(ii)infinite,theneitherasDemocritusbelievedoneinkind,butdifferinginshapeorform;ordifferentinkindandevencontrary。

Asimilarinquiryismadebythosewhoinquireintothenumberofexistents:fortheyinquirewhethertheultimateconstituentsofexistingthingsareoneormany,andifmany,whetherafiniteoraninfiniteplurality。Sotheytooareinquiringwhethertheprincipleorelementisoneormany。

NowtoinvestigatewhetherBeingisoneandmotionlessisnotacontributiontothescienceofNature。Forjustasthegeometerhasnothingmoretosaytoonewhodeniestheprinciplesofhisscience-thisbeingaquestionforadifferentscienceorfororcommontoall-soamaninvestigatingprinciplescannotarguewithonewhodeniestheirexistence。ForifBeingisjustone,andoneinthewaymentioned,thereisaprinciplenolonger,sinceaprinciplemustbetheprincipleofsomethingorthings。

ToinquirethereforewhetherBeingisoneinthissensewouldbelikearguingagainstanyotherpositionmaintainedforthesakeofargument(suchastheHeracliteanthesis,orsuchathesisasthatBeingisoneman)orlikerefutingamerelycontentiousargument-adescriptionwhichappliestotheargumentsbothofMelissusandofParmenides:theirpremissesarefalseandtheirconclusionsdonotfollow。OrrathertheargumentofMelissusisgrossandpalpableandoffersnodifficultyatall:acceptoneridiculouspropositionandtherestfollows-asimpleenoughproceeding。

Wephysicists,ontheotherhand,musttakeforgrantedthatthethingsthatexistbynatureare,eitherallorsomeofthem,inmotionwhichisindeedmadeplainbyinduction。Moreover,nomanofscienceisboundtosolveeverykindofdifficultythatmayberaised,butonlyasmanyasaredrawnfalselyfromtheprinciplesofthescience:itisnotourbusinesstorefutethosethatdonotariseinthisway:justasitisthedutyofthegeometertorefutethesquaringofthecirclebymeansofsegments,butitisnothisdutytorefuteAntiphon\'sproof。Atthesametimetheholdersofthetheoryofwhichwearespeakingdoincidentallyraisephysicalquestions,thoughNatureisnottheirsubject:soitwillperhapsbeaswelltospendafewwordsonthem,especiallyastheinquiryisnotwithoutscientificinterest。

Themostpertinentquestionwithwhichtobeginwillbethis:Inwhatsenseisitassertedthatallthingsareone?For\'is\'isusedinmanysenses。Dotheymeanthatallthings\'are\'substanceorquantitiesorqualities?And,further,areallthingsonesubstance-oneman,onehorse,oronesoul-orqualityandthatoneandthesame-whiteorhotorsomethingofthekind?Theseareallverydifferentdoctrinesandallimpossibletomaintain。

Forifbothsubstanceandquantityandqualityare,then,whethertheseexistindependentlyofeachotherornot,Beingwillbemany。

Ifontheotherhanditisassertedthatallthingsarequalityorquantity,then,whethersubstanceexistsornot,anabsurdityresults,iftheimpossiblecanproperlybecalledabsurd。Fornoneoftheotherscanexistindependently:substancealoneisindependent:foreverythingispredicatedofsubstanceassubject。NowMelissussaysthatBeingisinfinite。Itisthenaquantity。Fortheinfiniteisinthecategoryofquantity,whereassubstanceorqualityoraffectioncannotbeinfiniteexceptthroughaconcomitantattribute,thatis,ifatthesametimetheyarealsoquantities。Fortodefinetheinfiniteyoumustusequantityinyourformula,butnotsubstanceorquality。IfthenBeingisbothsubstanceandquantity,itistwo,notone:ifonlysubstance,itisnotinfiniteandhasnomagnitude;

fortohavethatitwillhavetobeaquantity。

Again,\'one\'itself,nolessthan\'being\',isusedinmanysenses,sowemustconsiderinwhatsensethewordisusedwhenitissaidthattheAllisone。

Nowwesaythat(a)thecontinuousisoneorthat(b)theindivisibleisone,or(c)thingsaresaidtobe\'one\',whentheiressenceisoneandthesame,as\'liquor\'and\'drink\'。

If(a)theirOneisoneinthesenseofcontinuous,itismany,forthecontinuousisdivisibleadinfinitum。

Thereis,indeed,adifficultyaboutpartandwhole,perhapsnotrelevanttothepresentargument,yetdeservingconsiderationonitsownaccount-namely,whetherthepartandthewholeareoneormorethanone,andhowtheycanbeoneormany,and,iftheyaremorethanone,inwhatsensetheyaremorethanone。(Similarlywiththepartsofwholeswhicharenotcontinuous。)Further,ifeachofthetwopartsisindivisiblyonewiththewhole,thedifficultyarisesthattheywillbeindivisiblyonewitheachotheralso。

Buttoproceed:If(b)theirOneisoneasindivisible,nothingwillhavequantityorquality,andsotheonewillnotbeinfinite,asMelissussays-nor,indeed,limited,asParmenidessays,forthoughthelimitisindivisible,thelimitedisnot。

Butif(c)allthingsareoneinthesenseofhavingthesamedefinition,like\'raiment\'and\'dress\',thenitturnsoutthattheyaremaintainingtheHeracliteandoctrine,foritwillbethesamething\'tobegood\'and\'tobebad\',and\'tobegood\'and\'tobenotgood\',andsothesamethingwillbe\'good\'and\'notgood\',andmanandhorse;infact,theirviewwillbe,notthatallthingsareone,butthattheyarenothing;andthat\'tobeofsuch-and-suchaquality\'

isthesameas\'tobeofsuch-and-suchasize\'。

Eventhemorerecentoftheancientthinkerswereinapotherlestthesamethingshouldturnoutintheirhandsbothoneandmany。Sosome,likeLycophron,wereledtoomit\'is\',otherstochangethemodeofexpressionandsay\'themanhasbeenwhitened\'insteadof\'iswhite\',and\'walks\'insteadof\'iswalking\',forfearthatiftheyaddedtheword\'is\'theyshouldbemakingtheonetobemany-asif\'one\'and\'being\'werealwaysusedinoneandthesamesense。What\'is\'maybemanyeitherindefinition(forexample\'tobewhite\'isonething,\'tobemusical\'another,yetthesamethingbeboth,sotheoneismany)orbydivision,asthewholeanditsparts。Onthispoint,indeed,theywerealreadygettingintodifficultiesandadmittedthattheonewasmany-asiftherewasanydifficultyaboutthesamethingbeingbothoneandmany,providedthatthesearenotopposites;for\'one\'maymeaneither\'potentiallyone\'or\'actuallyone\'。

3

If,then,weapproachthethesisinthiswayitseemsimpossibleforallthingstobeone。Further,theargumentstheyusetoprovetheirpositionarenotdifficulttoexpose。Forbothofthemreasoncontentiously-ImeanbothMelissusandParmenides。[Theirpremissesarefalseandtheirconclusionsdonotfollow。OrrathertheargumentofMelissusisgrossandpalpableandoffersnodifficultyatall:admitoneridiculouspropositionandtherestfollows-asimpleenoughproceeding。]ThefallacyofMelissusisobvious。Forhesupposesthattheassumption\'whathascomeintobeingalwayshasabeginning\'justifiestheassumption\'whathasnotcomeintobeinghasnobeginning\'。Thenthisalsoisabsurd,thatineverycasethereshouldbeabeginningofthething-notofthetimeandnotonlyinthecaseofcomingtobeinthefullsensebutalsointhecaseofcomingtohaveaquality-asifchangenevertookplacesuddenly。Again,doesitfollowthatBeing,ifone,ismotionless?Whyshoulditnotmove,thewholeofitwithinitself,aspartsofitdowhichareunities,e。g。thiswater?Again,whyisqualitativechangeimpossible?But,further,Beingcannotbeoneinform,thoughitmaybeinwhatitismadeof。(Evensomeofthephysicistsholdittobeoneinthelatterway,thoughnotintheformer。)Manobviouslydiffersfromhorseinform,andcontrariesfromeachother。

ThesamekindofargumentholdsgoodagainstParmenidesalso,besidesanythatmayapplyspeciallytohisview:theanswertohimbeingthat\'thisisnottrue\'and\'thatdoesnotfollow\'。Hisassumptionthatoneisusedinasinglesenseonlyisfalse,becauseitisusedinseveral。Hisconclusiondoesnotfollow,becauseifwetakeonlywhitethings,andif\'white\'hasasinglemeaning,nonethelesswhatiswhitewillbemanyandnotone。Forwhatiswhitewillnotbeoneeitherinthesensethatitiscontinuousorinthesensethatitmustbedefinedinonlyoneway。\'Whiteness\'willbedifferentfrom\'whathaswhiteness\'。Nordoesthismeanthatthereisanythingthatcanexistseparately,overandabovewhatiswhite。

For\'whiteness\'and\'thatwhichiswhite\'differindefinition,notinthesensethattheyarethingswhichcanexistapartfromeachother。ButParmenideshadnotcomeinsightofthisdistinction。

Itisnecessaryforhim,then,toassumenotonlythat\'being\'hasthesamemeaning,ofwhateveritispredicated,butfurtherthatitmeans(1)whatjustisand(2)whatisjustone。

Itmustbeso,for(1)anattributeispredicatedofsomesubject,sothatthesubjecttowhich\'being\'isattributedwillnotbe,asitissomethingdifferentfrom\'being\'。Something,therefore,whichisnotwillbe。Hence\'substance\'willnotbeapredicateofanythingelse。Forthesubjectcannotbeabeing,unless\'being\'meansseveralthings,insuchawaythateachissomething。Butexhypothesi\'being\'meansonlyonething。

If,then,\'substance\'isnotattributedtoanything,butotherthingsareattributedtoit,howdoes\'substance\'meanwhatisratherthanwhatisnot?Forsupposethat\'substance\'isalso\'white\'。

Sincethedefinitionofthelatterisdifferent(forbeingcannotevenbeattributedtowhite,asnothingiswhichisnot\'substance\'),itfollowsthat\'white\'isnot-being——andthatnotinthesenseofaparticularnot-being,butinthesensethatitisnotatall。Hence\'substance\'isnot;foritistruetosaythatitiswhite,whichwefoundtomeannot-being。Iftoavoidthiswesaythateven\'white\'

meanssubstance,itfollowsthat\'being\'hasmorethanonemeaning。

Inparticular,then,Beingwillnothavemagnitude,ifitissubstance。Foreachofthetwopartsmustheinadifferentsense。

(2)Substanceisplainlydivisibleintoothersubstances,ifweconsiderthemerenatureofadefinition。Forinstance,if\'man\'isasubstance,\'animal\'and\'biped\'mustalsobesubstances。Forifnotsubstances,theymustbeattributes-andifattributes,attributeseitherof(a)manorof(b)someothersubject。Butneitherispossible。

(a)Anattributeiseitherthatwhichmayormaynotbelongtothesubjectorthatinwhosedefinitionthesubjectofwhichitisanattributeisinvolved。Thus\'sitting\'isanexampleofaseparableattribute,while\'snubness\'containsthedefinitionof\'nose\',towhichweattributesnubness。Further,thedefinitionofthewholeisnotcontainedinthedefinitionsofthecontentsorelementsofthedefinitoryformula;thatof\'man\'forinstancein\'biped\',orthatof\'whiteman\'in\'white\'。Ifthenthisisso,andif\'biped\'issupposedtobeanattributeof\'man\',itmustbeeitherseparable,sothat\'man\'mightpossiblynotbe\'biped\',orthedefinitionof\'man\'mustcomeintothedefinitionof\'biped\'-whichisimpossible,astheconverseisthecase。

(b)If,ontheotherhand,wesupposethat\'biped\'and\'animal\'

areattributesnotofmanbutofsomethingelse,andarenoteachofthemasubstance,then\'man\'toowillbeanattributeofsomethingelse。Butwemustassumethatsubstanceisnottheattributeofanything,thatthesubjectofwhichboth\'biped\'and\'animal\'andeachseparatelyarepredicatedisthesubjectalsoofthecomplex\'bipedanimal\'。

ArewethentosaythattheAlliscomposedofindivisiblesubstances?Somethinkersdid,inpointoffact,givewaytobotharguments。Totheargumentthatallthingsareoneifbeingmeansonething,theyconcededthatnot-beingis;tothatfrombisection,theyyieldedbypositingatomicmagnitudes。Butobviouslyitisnottruethatifbeingmeansonething,andcannotatthesametimemeanthecontradictoryofthis,therewillbenothingwhichisnot,forevenifwhatisnotcannotbewithoutqualification,thereisnoreasonwhyitshouldnotbeaparticularnot-being。Tosaythatallthingswillbeone,ifthereisnothingbesidesBeingitself,isabsurd。Forwhounderstands\'beingitself\'tobeanythingbutaparticularsubstance?Butifthisisso,thereisnothingtopreventtherebeingmanybeings,ashasbeensaid。

Itis,then,clearlyimpossibleforBeingtobeoneinthissense。

4

Thephysicistsontheotherhandhavetwomodesofexplanation。

Thefirstsetmaketheunderlyingbodyoneeitheroneofthethreeorsomethingelsewhichisdenserthanfireandrarerthanairthengenerateeverythingelsefromthis,andobtainmultiplicitybycondensationandrarefaction。Nowthesearecontraries,whichmaybegeneralizedinto\'excessanddefect\'。(ComparePlato\'s\'GreatandSmall\'-exceptthathemakethesehismatter,theonehisform,whiletheotherstreattheonewhichunderliesasmatterandthecontrariesasdifferentiae,i。e。forms)。

Thesecondsetassertthatthecontrarietiesarecontainedintheoneandemergefromitbysegregation,forexampleAnaximanderandalsoallthosewhoassertthat\'whatis\'isoneandmany,likeEmpedoclesandAnaxagoras;fortheytooproduceotherthingsfromtheirmixturebysegregation。Thesediffer,however,fromeachotherinthattheformerimaginesacycleofsuchchanges,thelatterasingleseries。Anaxagorasagainmadebothhis\'homceomerous\'

substancesandhiscontrariesinfiniteinmultitude,whereasEmpedoclespositsonlytheso-calledelements。

ThetheoryofAnaxagorasthattheprinciplesareinfiniteinmultitudewasprobablyduetohisacceptanceofthecommonopinionofthephysiciststhatnothingcomesintobeingfromnot-being。Forthisisthereasonwhytheyusethephrase\'allthingsweretogether\'andthecomingintobeingofsuchandsuchakindofthingisreducedtochangeofquality,whilesomespokeofcombinationandseparation。Moreover,thefactthatthecontrariesproceedfromeachotherledthemtotheconclusion。Theone,theyreasoned,musthavealreadyexistedintheother;forsinceeverythingthatcomesintobeingmustariseeitherfromwhatisorfromwhatisnot,anditisimpossibleforittoarisefromwhatisnot(onthispointallthephysicistsagree),theythoughtthatthetruthofthealternativenecessarilyfollowed,namelythatthingscomeintobeingoutofexistentthings,i。e。outofthingsalreadypresent,butimperceptibletooursensesbecauseofthesmallnessoftheirbulk。Sotheyassertthateverythinghasbeenmixedinevery。thing,becausetheysaweverythingarisingoutofeverything。Butthings,astheysay,appeardifferentfromoneanotherandreceivedifferentnamesaccordingtothenatureoftheparticleswhicharenumericallypredominantamongtheinnumerableconstituentsofthemixture。Fornothing,theysay,ispurelyandentirelywhiteorblackorsweet,boneorflesh,butthenatureofathingisheldtobethatofwhichitcontainsthemost。

Now(1)theinfinitequainfiniteisunknowable,sothatwhatisinfiniteinmultitudeorsizeisunknowableinquantity,andwhatisinfiniteinvarietyofkindisunknowableinquality。Buttheprinciplesinquestionareinfinitebothinmultitudeandinkind。

Thereforeitisimpossibletoknowthingswhicharecomposedofthem;foritiswhenweknowthenatureandquantityofitscomponentsthatwesupposeweknowacomplex。

Further(2)ifthepartsofawholemaybeofanysizeinthedirectioneitherofgreatnessorofsmallness(by\'parts\'Imeancomponentsintowhichawholecanbedividedandwhichareactuallypresentinit),itisnecessarythatthewholethingitselfmaybeofanysize。Clearly,therefore,sinceitisimpossibleforananimalorplanttobeindefinitelybigorsmall,neithercanitspartsbesuch,orthewholewillbethesame。Butflesh,bone,andthelikearethepartsofanimals,andthefruitsarethepartsofplants。

Henceitisobviousthatneitherflesh,bone,noranysuchthingcanbeofindefinitesizeinthedirectioneitherofthegreateroroftheless。

Again(3)accordingtothetheoryallsuchthingsarealreadypresentinoneanotheranddonotcomeintobeingbutareconstituentswhichareseparatedout,andathingreceivesitsdesignationfromitschiefconstituent。Further,anythingmaycomeoutofanything-waterbysegregationfromfleshandfleshfromwater。Hence,sinceeveryfinitebodyisexhaustedbytherepeatedabstractionofafinitebody,itseemsobviouslytofollowthateverythingcannotsubsistineverythingelse。Forletfleshbeextractedfromwaterandagainmorefleshbeproducedfromtheremainderbyrepeatingtheprocessofseparation:

then,eventhoughthequantityseparatedoutwillcontinuallydecrease,stillitwillnotfallbelowacertainmagnitude。If,therefore,theprocesscomestoanend,everythingwillnotbeineverythingelse(fortherewillbenofleshintheremainingwater);

ifontheotherhanditdoesnot,andfurtherextractionisalwayspossible,therewillbeaninfinitemultitudeoffiniteequalparticlesinafinitequantity-whichisimpossible。Anotherproofmaybeadded:Sinceeverybodymustdiminishinsizewhensomethingistakenfromit,andfleshisquantitativelydefiniteinrespectbothofgreatnessandsmallness,itisclearthatfromtheminimumquantityoffleshnobodycanbeseparatedout;forthefleshleftwouldbelessthantheminimumofflesh。

Lastly(4)ineachofhisinfinitebodiestherewouldbealreadypresentinfinitefleshandbloodandbrain-havingadistinctexistence,however,fromoneanother,andnolessrealthantheinfinitebodies,andeachinfinite:whichiscontrarytoreason。

Thestatementthatcompleteseparationneverwilltakeplaceiscorrectenough,thoughAnaxagorasisnotfullyawareofwhatitmeans。

Foraffectionsareindeedinseparable。Ifthencoloursandstateshadenteredintothemixture,andifseparationtookplace,therewouldbea\'white\'ora\'healthy\'whichwasnothingbutwhiteorhealthy,i。e。wasnotthepredicateofasubject。Sohis\'Mind\'isanabsurdpersonaimingattheimpossible,ifheissupposedtowishtoseparatethem,anditisimpossibletodoso,bothinrespectofquantityandofquality-ofquantity,becausethereisnominimummagnitude,andofquality,becauseaffectionsareinseparable。

NorisAnaxagorasrightaboutthecomingtobeofhomogeneousbodies。Itistruethereisasenseinwhichclayisdividedintopiecesofclay,butthereisanotherinwhichitisnot。Waterandairare,andaregenerated\'from\'eachother,butnotinthewayinwhichbrickscome\'from\'ahouseandagainahouse\'from\'bricks;

anditisbettertoassumeasmallerandfinitenumberofprinciples,asEmpedoclesdoes。

5

Allthinkersthenagreeinmakingthecontrariesprinciples,boththosewhodescribetheAllasoneandunmoved(forevenParmenidestreatshotandcoldasprinciplesunderthenamesoffireandearth)

andthosetoowhousetherareandthedense。ThesameistrueofDemocritusalso,withhisplenumandvoid,bothofwhichexist,besays,theoneasbeing,theotherasnot-being。Againhespeaksofdifferencesinposition,shape,andorder,andthesearegeneraofwhichthespeciesarecontraries,namely,ofposition,aboveandbelow,beforeandbehind;ofshape,angularandangle-less,straightandround。

Itisplainthenthattheyallinonewayoranotheridentifythecontrarieswiththeprinciples。Andwithgoodreason。Forfirstprinciplesmustnotbederivedfromoneanothernorfromanythingelse,whileeverythinghastobederivedfromthem。Buttheseconditionsarefulfilledbytheprimarycontraries,whicharenotderivedfromanythingelsebecausetheyareprimary,norfromeachotherbecausetheyarecontraries。

Butwemustseehowthiscanbearrivedatasareasonedresult,aswellasinthewayjustindicated。

Ourfirstpresuppositionmustbethatinnaturenothingactson,orisactedonby,anyotherthingatrandom,normayanythingcomefromanythingelse,unlesswemeanthatitdoessoinvirtueofaconcomitantattribute。Forhowcould\'white\'comefrom\'musical\',unless\'musical\'happenedtobeanattributeofthenot-whiteoroftheblack?No,\'white\'comesfrom\'not-white\'-andnotfromany\'not-white\',butfromblackorsomeintermediatecolour。Similarly,\'musical\'comestobefrom\'not-musical\',butnotfromanythingotherthanmusical,butfrom\'unmusical\'oranyintermediatestatetheremaybe。

Noragaindothingspassintothefirstchancething;\'white\'doesnotpassinto\'musical\'(except,itmaybe,invirtueofaconcomitantattribute),butinto\'not-white\'-andnotintoanychancethingwhichisnotwhite,butintoblackoranintermediatecolour;\'musical\'

passesinto\'not-musical\'-andnotintoanychancethingotherthanmusical,butinto\'unmusical\'oranyintermediatestatetheremaybe。

Thesameholdsofotherthingsalso:eventhingswhicharenotsimplebutcomplexfollowthesameprinciple,buttheoppositestatehasnotreceivedaname,sowefailtonoticethefact。Whatisintunemustcomefromwhatisnotintune,andviceversa;thetunedpassesintountunedness-andnotintoanyuntunedness,butintothecorrespondingopposite。Itdoesnotmatterwhetherwetakeattunement,order,orcompositionforourillustration;theprincipleisobviouslythesameinall,andinfactappliesequallytotheproductionofahouse,astatue,oranyothercomplex。Ahousecomesfromcertainthingsinacertainstateofseparationinsteadofconjunction,astatue(oranyotherthingthathasbeenshaped)fromshapelessness-eachoftheseobjectsbeingpartlyorderandpartlycomposition。

Ifthenthisistrue,everythingthatcomestobeorpassesawayfrom,orpassesinto,itscontraryoranintermediatestate。Buttheintermediatesarederivedfromthecontraries-colours,forinstance,fromblackandwhite。Everything,therefore,thatcomestobebyanaturalprocessiseitheracontraryoraproductofcontraries。

Uptothispointwehavepracticallyhadmostoftheotherwritersonthesubjectwithus,asIhavesaidalready:forallofthemidentifytheirelements,andwhattheycalltheirprinciples,withthecontraries,givingnoreasonindeedforthetheory,butcontrainedasitwerebythetruthitself。Theydiffer,however,fromoneanotherinthatsomeassumecontrarieswhicharemoreprimary,otherscontrarieswhicharelessso:somethosemoreknowableintheorderofexplanation,othersthosemorefamiliartosense。Forsomemakehotandcold,oragainmoistanddry,theconditionsofbecoming;whileothersmakeoddandeven,oragainLoveandStrife;andthesedifferfromeachotherinthewaymentioned。

Hencetheirprinciplesareinonesensethesame,inanotherdifferent;differentcertainly,asindeedmostpeoplethink,butthesameinasmuchastheyareanalogous;forallaretakenfromthesametableofcolumns,someofthepairsbeingwider,othersnarrowerinextent。Inthiswaythentheirtheoriesareboththesameanddifferent,somebetter,someworse;some,asIhavesaid,takeastheircontrarieswhatismoreknowableintheorderofexplanation,otherswhatismorefamiliartosense。(Theuniversalismoreknowableintheorderofexplanation,theparticularintheorderofsense:forexplanationhastodowiththeuniversal,sensewiththeparticular。)\'Thegreatandthesmall\',forexample,belongtotheformerclass,\'thedenseandtherare\'tothelatter。

Itisclearthenthatourprinciplesmustbecontraries。

6

Thenextquestioniswhethertheprinciplesaretwoorthreeormoreinnumber。

Onetheycannotbe,fortherecannotbeonecontrary。Norcantheybeinnumerable,because,ifso,Beingwillnotbeknowable:andinanyonegenusthereisonlyonecontrariety,andsubstanceisonegenus:

alsoafinitenumberissufficient,andafinitenumber,suchastheprinciplesofEmpedocles,isbetterthananinfinitemultitude;forEmpedoclesprofessestoobtainfromhisprinciplesallthatAnaxagorasobtainsfromhisinnumerableprinciples。Lastly,somecontrariesaremoreprimarythanothers,andsomearisefromothers-forexamplesweetandbitter,whiteandblack-whereastheprinciplesmustalwaysremainprinciples。

Thiswillsufficetoshowthattheprinciplesareneitheronenorinnumerable。

Granted,then,thattheyarealimitednumber,itisplausibletosupposethemmorethantwo。Foritisdifficulttoseehoweitherdensityshouldbeofsuchanatureastoactinanywayonrarityorrarityondensity。Thesameistrueofanyotherpairofcontraries;

forLovedoesnotgatherStrifetogetherandmakethingsoutofit,nordoesStrifemakeanythingoutofLove,butbothactonathirdthingdifferentfromboth。Someindeedassumemorethanonesuchthingfromwhichtheyconstructtheworldofnature。

Otherobjectionstotheviewthatitisnotnecessarytoassumeathirdprincipleasasubstratummaybeadded。(1)Wedonotfindthatthecontrariesconstitutethesubstanceofanything。Butwhatisafirstprincipleoughtnottobethepredicateofanysubject。Ifitwere,therewouldbeaprincipleofthesupposedprinciple:forthesubjectisaprinciple,andpriorpresumablytowhatispredicatedofit。Again(2)weholdthatasubstanceisnotcontrarytoanothersubstance。Howthencansubstancebederivedfromwhatarenotsubstances?Orhowcannon-substancesbepriortosubstance?

Ifthenweacceptboththeformerargumentandthisone,wemust,topreserveboth,assumeathirdsomewhatasthesubstratumofthecontraries,suchasisspokenofbythosewhodescribetheAllasonenature-waterorfireorwhatisintermediatebetweenthem。Whatisintermediateseemspreferable;forfire,earth,air,andwaterarealreadyinvolvedwithpairsofcontraries。Thereis,therefore,muchtobesaidforthosewhomaketheunderlyingsubstancedifferentfromthesefour;oftherest,thenextbestchoiceisair,aspresentingsensibledifferencesinalessdegreethantheothers;

andafterair,water。All,however,agreeinthis,thattheydifferentiatetheirOnebymeansofthecontraries,suchasdensityandrarityandmoreandless,whichmayofcoursebegeneralized,ashasalreadybeensaidintoexcessanddefect。Indeedthisdoctrinetoo(thattheOneandexcessanddefectaretheprinciplesofthings)

wouldappeartobeofoldstanding,thoughindifferentforms;fortheearlythinkersmadethetwotheactiveandtheonethepassiveprinciple,whereassomeofthemorerecentmaintainthereverse。

Tosupposethenthattheelementsarethreeinnumberwouldseem,fromtheseandsimilarconsiderations,aplausibleview,asIsaidbefore。Ontheotherhand,theviewthattheyaremorethanthreeinnumberwouldseemtobeuntenable。

Fortheonesubstratumissufficienttobeactedon;butifwehavefourcontraries,therewillbetwocontrarieties,andweshallhavetosupposeanintermediatenatureforeachpairseparately。If,ontheotherhand,thecontrarieties,beingtwo,cangeneratefromeachother,thesecondcontrarietywillbesuperfluous。Moreover,itisimpossiblethatthereshouldbemorethanoneprimarycontrariety。Forsubstanceisasinglegenusofbeing,sothattheprinciplescandifferonlyaspriorandposterior,notingenus;inasinglegenusthereisalwaysasinglecontrariety,alltheothercontrarietiesinitbeingheldtobereducibletoone。

Itisclearthenthatthenumberofelementsisneitheronenormorethantwoorthree;butwhethertwoorthreeis,asIsaid,aquestionofconsiderabledifficulty。

7

Wewillnowgiveourownaccount,approachingthequestionfirstwithreferencetobecominginitswidestsense:forweshallbefollowingthenaturalorderofinquiryifwespeakfirstofcommoncharacteristics,andtheninvestigatethecharacteristicsofspecialcases。

Wesaythatonethingcomestobefromanotherthing,andonesortofthingfromanothersortofthing,bothinthecaseofsimpleandofcomplexthings。Imeanthefollowing。Wecansay(1)\'manbecomesmusical\',(2)whatis\'not-musicalbecomesmusical\',or(3),the\'not-musicalmanbecomesamusicalman\'。Nowwhatbecomesin(1)and(2)-\'man\'and\'notmusical\'-Icallsimple,andwhateachbecomes-\'musical\'-simplealso。Butwhen(3)wesaythe\'not-musicalmanbecomesamusicalman\',bothwhatbecomesandwhatitbecomesarecomplex。

Asregardsoneofthesesimple\'thingsthatbecome\'wesaynotonly\'thisbecomesso-and-so\',butalso\'frombeingthis,comestobeso-and-so\',as\'frombeingnot-musicalcomestobemusical\';asregardstheotherwedonotsaythisinallcases,aswedonotsay(1)\'frombeingamanhecametobemusical\'butonly\'themanbecamemusical\'。

Whena\'simple\'thingissaidtobecomesomething,inonecase(1)

itsurvivesthroughtheprocess,intheother(2)itdoesnot。Formanremainsamanandissuchevenwhenhebecomesmusical,whereaswhatisnotmusicalorisunmusicaldoesnotcontinuetoexist,eithersimplyorcombinedwiththesubject。

Thesedistinctionsdrawn,onecangatherfromsurveyingthevariouscasesofbecominginthewaywearedescribingthat,aswesay,theremustalwaysbeanunderlyingsomething,namelythatwhichbecomes,andthatthis,thoughalwaysonenumerically,informatleastisnotone。(BythatImeanthatitcanbedescribedindifferentways。)For\'tobeman\'isnotthesameas\'tobeunmusical\'。

Onepartsurvives,theotherdoesnot:whatisnotanoppositesurvives(for\'man\'survives),but\'not-musical\'or\'unmusical\'doesnotsurvive,nordoesthecompoundofthetwo,namely\'unmusicalman\'。

Wespeakof\'becomingthatfromthis\'insteadof\'thisbecomingthat\'moreinthecaseofwhatdoesnotsurvivethechange-\'becomingmusicalfromunmusical\',not\'fromman\'-butthereareexceptions,aswesometimesusethelatterformofexpressionevenofwhatsurvives;wespeakof\'astatuecomingtobefrombronze\',notofthe\'bronzebecomingastatue\'。Thechange,however,fromanoppositewhichdoesnotsurviveisdescribedindifferentlyinbothways,\'becomingthatfromthis\'or\'thisbecomingthat\'。Wesayboththat\'theunmusicalbecomesmusical\',andthat\'fromunmusicalhebecomesmusical\'。Andsobothformsareusedofthecomplex,\'becomingamusicalmanfromanunmusicalman\',andunmusicalmanbecomingamusicalman\'。

Buttherearedifferentsensesof\'comingtobe\'。Insomecaseswedonotusetheexpression\'cometobe\',but\'cometobeso-and-so\'。

Onlysubstancesaresaidto\'cometobe\'intheunqualifiedsense。

Nowinallcasesotherthansubstanceitisplainthattheremustbesomesubject,namely,thatwhichbecomes。Forweknowthatwhenathingcomestobeofsuchaquantityorqualityorinsucharelation,time,orplace,asubjectisalwayspresupposed,sincesubstancealoneisnotpredicatedofanothersubject,buteverythingelseofsubstance。

Butthatsubstancestoo,andanythingelsethatcanbesaid\'tobe\'withoutqualification,cometobefromsomesubstratum,willappearonexamination。Forwefindineverycasesomethingthatunderliesfromwhichproceedsthatwhichcomestobe;forinstance,animalsandplantsfromseed。

Generallythingswhichcometobe,cometobeindifferentways:(1)

bychangeofshape,asastatue;(2)byaddition,asthingswhichgrow;(3)bytakingaway,astheHermesfromthestone;(4)byputtingtogether,asahouse;(5)byalteration,asthingswhich\'turn\'inrespectoftheirmaterialsubstance。

Itisplainthattheseareallcasesofcomingtobefromasubstratum。

Thus,clearly,fromwhathasbeensaid,whatevercomestobeisalwayscomplex。Thereis,ontheonehand,(a)somethingwhichcomesintoexistence,andagain(b)somethingwhichbecomesthat-thelatter(b)intwosenses,eitherthesubjectortheopposite。Bythe\'opposite\'Imeanthe\'unmusical\',bythe\'subject\'\'man\',andsimilarlyIcalltheabsenceofshapeorformororderthe\'opposite\',andthebronzeorstoneorgoldthe\'subject\'。

Plainlythen,ifthereareconditionsandprincipleswhichconstitutenaturalobjectsandfromwhichtheyprimarilyareorhavecometobe-havecometobe,Imean,whateachissaidtobeinitsessentialnature,notwhateachisinrespectofaconcomitantattribute-plainly,Isay,everythingcomestobefrombothsubjectandform。For\'musicalman\'iscomposed(inaway)of\'man\'and\'musical\':

youcananalyseitintothedefinitionsofitselements。Itisclearthenthatwhatcomestobewillcometobefromtheseelements。

Nowthesubjectisonenumerically,thoughitistwoinform。(Foritistheman,thegold-the\'matter\'generally-thatiscounted,foritismoreofthenatureofa\'this\',andwhatcomestobedoesnotcomefromitinvirtueofaconcomitantattribute;theprivation,ontheotherhand,andthecontraryareincidentalintheprocess。)Andthepositiveformisone-theorder,theacquiredartofmusic,oranysimilarpredicate。

Thereisasense,therefore,inwhichwemustdeclaretheprinciplestobetwo,andasenseinwhichtheyarethree;asenseinwhichthecontrariesaretheprinciples-sayforexamplethemusicalandtheunmusical,thehotandthecold,thetunedandtheuntuned-andasenseinwhichtheyarenot,sinceitisimpossibleforthecontrariestobeactedonbyeachother。Butthisdifficultyalsoissolvedbythefactthatthesubstratumisdifferentfromthecontraries,foritisitselfnotacontrary。Theprinciplesthereforeare,inaway,notmoreinnumberthanthecontraries,butasitweretwo,noryetpreciselytwo,sincethereisadifferenceofessentialnature,butthree。For\'tobeman\'isdifferentfrom\'tobeunmusical\',and\'tobeunformed\'from\'tobebronze\'。

Wehavenowstatedthenumberoftheprinciplesofnaturalobjectswhicharesubjecttogeneration,andhowthenumberisreached:anditisclearthattheremustbeasubstratumforthecontraries,andthatthecontrariesmustbetwo。(Yetinanotherwayofputtingitthisisnotnecessary,asoneofthecontrarieswillservetoeffectthechangebyitssuccessiveabsenceandpresence。)

Theunderlyingnatureisanobjectofscientificknowledge,byananalogy。Forasthebronzeistothestatue,thewoodtothebed,orthematterandtheformlessbeforereceivingformtoanythingwhichhasform,soistheunderlyingnaturetosubstance,i。e。the\'this\'orexistent。

Thisthenisoneprinciple(thoughnotoneorexistentinthesamesenseasthe\'this\'),andthedefinitionwasoneasweagreed;thenfurtherthereisitscontrary,theprivation。Inwhatsensethesearetwo,andinwhatsensemore,hasbeenstatedabove。Briefly,weexplainedfirstthatonlythecontrarieswereprinciples,andlaterthatasubstratumwasindispensable,andthattheprincipleswerethree;ourlaststatementhaselucidatedthedifferencebetweenthecontraries,themutualrelationoftheprinciples,andthenatureofthesubstratum。Whethertheformorthesubstratumistheessentialnatureofaphysicalobjectisnotyetclear。Butthattheprinciplesarethree,andinwhatsense,andthewayinwhicheachisaprinciple,isclear。

Somuchthenforthequestionofthenumberandthenatureoftheprinciples。

8

Wewillnowproceedtoshowthatthedifficultyoftheearlythinkers,aswellasourown,issolvedinthiswayalone。

Thefirstofthosewhostudiedscienceweremisledintheirsearchfortruthandthenatureofthingsbytheirinexperience,whichasitwerethrustthemintoanotherpath。Sotheysaythatnoneofthethingsthatareeithercomestobeorpassesoutofexistence,becausewhatcomestobemustdosoeitherfromwhatisorfromwhatisnot,bothofwhichareimpossible。Forwhatiscannotcometobe(becauseitisalready),andfromwhatisnotnothingcouldhavecometobe(becausesomethingmustbepresentasasubstratum)。Sotootheyexaggeratedtheconsequenceofthis,andwentsofarastodenyeventheexistenceofapluralityofthings,maintainingthatonlyBeingitselfis。Suchthenwastheiropinion,andsuchthereasonforitsadoption。

Ourexplanationontheotherhandisthatthephrases\'somethingcomestobefromwhatisorfromwhatisnot\',\'whatisnotorwhatisdoessomethingorhassomethingdonetoitorbecomessomeparticularthing\',aretobetaken(inthefirstwayofputtingourexplanation)inthesamesenseas\'adoctordoessomethingorhassomethingdonetohim\',\'isorbecomessomethingfrombeingadoctor。\'

Theseexpressionsmaybetakenintwosenses,andsotoo,clearly,may\'frombeing\',and\'beingactsorisactedon\'。Adoctorbuildsahouse,notquadoctor,butquahousebuilder,andturnsgray,notquadoctor,butquadark-haired。Ontheotherhandhedoctorsorfailstodoctorquadoctor。Butweareusingwordsmostappropriatelywhenwesaythatadoctordoessomethingorundergoessomething,orbecomessomethingfrombeingadoctor,ifhedoes,undergoes,orbecomesquadoctor。Clearlythenalso\'tocometobeso-and-sofromnot-being\'

means\'quanot-being\'。

Itwasthroughfailuretomakethisdistinctionthatthosethinkersgavethematterup,andthroughthiserrorthattheywentsomuchfartherastrayastosupposethatnothingelsecomestobeorexistsapartfromBeingitself,thusdoingawaywithallbecoming。

Weourselvesareinagreementwiththeminholdingthatnothingcanbesaidwithoutqualificationtocomefromwhatisnot。Butneverthelesswemaintainthatathingmay\'cometobefromwhatisnot\'-thatis,inaqualifiedsense。Forathingcomestobefromtheprivation,whichinitsownnatureisnot-being,-thisnotsurvivingasaconstituentoftheresult。Yetthiscausessurprise,anditisthoughtimpossiblethatsomethingshouldcometobeinthewaydescribedfromwhatisnot。

Inthesamewaywemaintainthatnothingcomestobefrombeing,andthatbeingdoesnotcometobeexceptinaqualifiedsense。Inthatway,however,itdoes,justasanimalmightcometobefromanimal,andananimalofacertainkindfromananimalofacertainkind。

Thus,supposeadogtocometobefromahorse。Thedogwouldthen,itistrue,cometobefromanimal(aswellasfromananimalofacertainkind)butnotasanimal,forthatisalreadythere。Butifanythingistobecomeananimal,notinaqualifiedsense,itwillnotbefromanimal:andifbeing,notfrombeing-norfromnot-beingeither,forithasbeenexplainedthatby\'fromnotbeing\'wemeanfromnot-beingquanot-being。

Notefurtherthatwedonotsubverttheprinciplethateverythingeitherisorisnot。

Thisthenisonewayofsolvingthedifficulty。Anotherconsistsinpointingoutthatthesamethingscanbeexplainedintermsofpotentialityandactuality。Butthishasbeendonewithgreaterprecisionelsewhere。So,aswesaid,thedifficultieswhichconstrainpeopletodenytheexistenceofsomeofthethingswementionedarenowsolved。Foritwasthisreasonwhichalsocausedsomeoftheearlierthinkerstoturnsofarasidefromtheroadwhichleadstocomingtobeandpassingawayandchangegenerally。

Iftheyhadcomeinsightofthisnature,alltheirignorancewouldhavebeendispelled。

9

Others,indeed,haveapprehendedthenatureinquestion,butnotadequately。

Inthefirstplacetheyallowthatathingmaycometobewithoutqualificationfromnotbeing,acceptingonthispointthestatementofParmenides。Secondly,theythinkthatifthesubstratumisonenumerically,itmusthavealsoonlyasinglepotentiality-whichisaverydifferentthing。

Nowwedistinguishmatterandprivation,andholdthatoneofthese,namelythematter,isnot-beingonlyinvirtueofanattributewhichithas,whiletheprivationinitsownnatureisnot-being;andthatthematterisnearly,inasenseis,substance,whiletheprivationinnosenseis。They,ontheotherhand,identifytheirGreatandSmallalikewithnotbeing,andthatwhethertheyaretakentogetherasoneorseparately。Theirtriadisthereforeofquiteadifferentkindfromours。Fortheygotsofarastoseethattheremustbesomeunderlyingnature,buttheymakeitone-forevenifonephilosophermakesadyadofit,whichhecallsGreatandSmall,theeffectisthesame,forheoverlookedtheothernature。Fortheonewhichpersistsisajointcause,withtheform,ofwhatcomestobe-amother,asitwere。Butthenegativepartofthecontrarietymayoftenseem,ifyouconcentrateyourattentiononitasanevilagent,nottoexistatall。

Foradmittingwiththemthatthereissomethingdivine,good,anddesirable,weholdthattherearetwootherprinciples,theonecontrarytoit,theothersuchasofitsownnaturetodesireandyearnforit。Buttheconsequenceoftheirviewisthatthecontrarydesiresitswtextinction。Yettheformcannotdesireitself,foritisnotdefective;norcanthecontrarydesireit,forcontrariesaremutuallydestructive。Thetruthisthatwhatdesirestheformismatter,asthefemaledesiresthemaleandtheuglythebeautiful-onlytheuglyorthefemalenotpersebutperaccidens。

Themattercomestobeandceasestobeinonesense,whileinanotheritdoesnot。Asthatwhichcontainstheprivation,itceasestobeinitsownnature,forwhatceasestobe-theprivation-iscontainedwithinit。Butaspotentialityitdoesnotceasetobeinitsownnature,butisnecessarilyoutsidethesphereofbecomingandceasingtobe。Forifitcametobe,somethingmusthaveexistedasaprimarysubstratumfromwhichitshouldcomeandwhichshouldpersistinit;butthisisitsownspecialnature,sothatitwillbebeforecomingtobe。(Formydefinitionofmatterisjustthis-theprimarysubstratumofeachthing,fromwhichitcomestobewithoutqualification,andwhichpersistsintheresult。)Andifitceasestobeitwillpassintothatatthelast,soitwillhaveceasedtobebeforeceasingtobe。

Theaccuratedeterminationofthefirstprincipleinrespectofform,whetheritisoneormanyandwhatitisorwhattheyare,istheprovinceoftheprimarytypeofscience;sothesequestionsmaystandovertillthen。Butofthenatural,i。e。perishable,formsweshallspeakintheexpositionswhichfollow。

Theabove,then,maybetakenassufficienttoestablishthatthereareprinciplesandwhattheyareandhowmanythereare。Nowletusmakeafreshstartandproceed。

BookII

1

Ofthingsthatexist,someexistbynature,somefromothercauses。

\'Bynature\'theanimalsandtheirpartsexist,andtheplantsandthesimplebodies(earth,fire,air,water)-forwesaythattheseandthelikeexist\'bynature\'。

Allthethingsmentionedpresentafeatureinwhichtheydifferfromthingswhicharenotconstitutedbynature。Eachofthemhaswithinitselfaprincipleofmotionandofstationariness(inrespectofplace,orofgrowthanddecrease,orbywayofalteration)。Ontheotherhand,abedandacoatandanythingelseofthatsort,quareceivingthesedesignationsi。e。insofarastheyareproductsofart-havenoinnateimpulsetochange。Butinsofarastheyhappentobecomposedofstoneorofearthorofamixtureofthetwo,theydohavesuchanimpulse,andjusttothatextentwhichseemstoindicatethatnatureisasourceorcauseofbeingmovedandofbeingatrestinthattowhichitbelongsprimarily,invirtueofitselfandnotinvirtueofaconcomitantattribute。

Isay\'notinvirtueofaconcomitantattribute\',because(forinstance)amanwhoisadoctormightcurehimself。Neverthelessitisnotinsofarasheisapatientthathepossessestheartofmedicine:itmerelyhashappenedthatthesamemanisdoctorandpatient-andthatiswhytheseattributesarenotalwaysfoundtogether。Soitiswithallotherartificialproducts。Noneofthemhasinitselfthesourceofitsownproduction。Butwhileinsomecases(forinstancehousesandtheotherproductsofmanuallabour)

thatprincipleisinsomethingelseexternaltothething,inothersthosewhichmaycauseachangeinthemselvesinvirtueofaconcomitantattribute-itliesinthethingsthemselves(butnotinvirtueofwhattheyare)。

\'Nature\'theniswhathasbeenstated。Things\'haveanature\'whichhaveaprincipleofthiskind。Eachofthemisasubstance;foritisasubject,andnaturealwaysimpliesasubjectinwhichitinheres。

Theterm\'accordingtonature\'isappliedtoallthesethingsandalsototheattributeswhichbelongtotheminvirtueofwhattheyare,forinstancethepropertyoffiretobecarriedupwards-whichisnota\'nature\'nor\'hasanature\'butis\'bynature\'or\'accordingtonature\'。

Whatnatureis,then,andthemeaningoftheterms\'bynature\'and\'accordingtonature\',hasbeenstated。Thatnatureexists,itwouldbeabsurdtotrytoprove;foritisobviousthattherearemanythingsofthiskind,andtoprovewhatisobviousbywhatisnotisthemarkofamanwhoisunabletodistinguishwhatisself-evidentfromwhatisnot。(Thisstateofmindisclearlypossible。Amanblindfrombirthmightreasonaboutcolours。Presumablythereforesuchpersonsmustbetalkingaboutwordswithoutanythoughttocorrespond。)

Someidentifythenatureorsubstanceofanaturalobjectwiththatimmediateconstituentofitwhichtakenbyitselfiswithoutarrangement,e。g。thewoodisthe\'nature\'ofthebed,andthebronzethe\'nature\'ofthestatue。

AsanindicationofthisAntiphonpointsoutthatifyouplantedabedandtherottingwoodacquiredthepowerofsendingupashoot,itwouldnotbeabedthatwouldcomeup,butwood-whichshowsthatthearrangementinaccordancewiththerulesoftheartismerelyanincidentalattribute,whereastherealnatureistheother,which,further,persistscontinuouslythroughtheprocessofmaking。

Butifthematerialofeachoftheseobjectshasitselfthesamerelationtosomethingelse,saybronze(orgold)towater,bones(orwood)toearthandsoon,that(theysay)wouldbetheirnatureandessence。Consequentlysomeassertearth,othersfireorairorwaterorsomeorallofthese,tobethenatureofthethingsthatare。

Forwhateveranyoneofthemsupposedtohavethischaracter-whetheronethingormorethanonething-thisorthesehedeclaredtobethewholeofsubstance,allelsebeingitsaffections,states,ordispositions。Everysuchthingtheyheldtobeeternal(foritcouldnotpassintoanythingelse),butotherthingstocomeintobeingandceasetobetimeswithoutnumber。

Thisthenisoneaccountof\'nature\',namelythatitistheimmediatematerialsubstratumofthingswhichhaveinthemselvesaprincipleofmotionorchange。

Anotheraccountisthat\'nature\'istheshapeorformwhichisspecifiedinthedefinitionofthething。

Fortheword\'nature\'isappliedtowhatisaccordingtonatureandthenaturalinthesamewayas\'art\'isappliedtowhatisartisticoraworkofart。Weshouldnotsayinthelattercasethatthereisanythingartisticaboutathing,ifitisabedonlypotentially,notyethavingtheformofabed;norshouldwecallitaworkofart。Thesameistrueofnaturalcompounds。Whatispotentiallyfleshorbonehasnotyetitsown\'nature\',anddoesnotexistuntilitreceivestheformspecifiedinthedefinition,whichwenameindefiningwhatfleshorboneis。Thusinthesecondsenseof\'nature\'itwouldbetheshapeorform(notseparableexceptinstatement)ofthingswhichhaveinthemselvesasourceofmotion。(Thecombinationofthetwo,e。g。man,isnot\'nature\'but\'bynature\'or\'natural\'。)

Theformindeedis\'nature\'ratherthanthematter;forathingismoreproperlysaidtobewhatitiswhenithasattainedtofulfilmentthanwhenitexistspotentially。Againmanisbornfromman,butnotbedfrombed。Thatiswhypeoplesaythatthefigureisnotthenatureofabed,butthewoodis-ifthebedsproutednotabedbutwoodwouldcomeup。Butevenifthefigureisart,thenonthesameprincipletheshapeofmanishisnature。Formanisbornfromman。

Wealsospeakofathing\'snatureasbeingexhibitedintheprocessofgrowthbywhichitsnatureisattained。The\'nature\'inthissenseisnotlike\'doctoring\',whichleadsnottotheartofdoctoringbuttohealth。Doctoringmuststartfromtheart,notleadtoit。Butitisnotinthiswaythatnature(intheonesense)isrelatedtonature(intheother)。Whatgrowsquagrowinggrowsfromsomethingintosomething。Intowhatthendoesitgrow?Notintothatfromwhichitarosebutintothattowhichittends。Theshapethenisnature。

\'Shape\'and\'nature\',itshouldbeadded,areintwosenses。Fortheprivationtooisinawayform。Butwhetherinunqualifiedcomingtobethereisprivation,i。e。acontrarytowhatcomestobe,wemustconsiderlater。

2

Wehavedistinguished,then,thedifferentwaysinwhichtheterm\'nature\'isused。

Thenextpointtoconsiderishowthemathematiciandiffersfromthephysicist。Obviouslyphysicalbodiescontainsurfacesandvolumes,linesandpoints,andthesearethesubject-matterofmathematics。

Further,isastronomydifferentfromphysicsoradepartmentofit?Itseemsabsurdthatthephysicistshouldbesupposedtoknowthenatureofsunormoon,butnottoknowanyoftheiressentialattributes,particularlyasthewritersonphysicsobviouslydodiscusstheirshapealsoandwhethertheearthandtheworldaresphericalornot。

Nowthemathematician,thoughhetootreatsofthesethings,neverthelessdoesnottreatofthemasthelimitsofaphysicalbody;nordoesheconsidertheattributesindicatedastheattributesofsuchbodies。Thatiswhyheseparatesthem;forinthoughttheyareseparablefrommotion,anditmakesnodifference,nordoesanyfalsityresult,iftheyareseparated。TheholdersofthetheoryofFormsdothesame,thoughtheyarenotawareofit;fortheyseparatetheobjectsofphysics,whicharelessseparablethanthoseofmathematics。Thisbecomesplainifonetriestostateineachofthetwocasesthedefinitionsofthethingsandoftheirattributes。

\'Odd\'and\'even\',\'straight\'and\'curved\',andlikewise\'number\',\'line\',and\'figure\',donotinvolvemotion;notso\'flesh\'and\'bone\'

and\'man\'-thesearedefinedlike\'snubnose\',notlike\'curved\'。

Similarevidenceissuppliedbythemorephysicalofthebranchesofmathematics,suchasoptics,harmonics,andastronomy。Theseareinawaytheconverseofgeometry。Whilegeometryinvestigatesphysicallinesbutnotquaphysical,opticsinvestigatesmathematicallines,butquaphysical,notquamathematical。

Since\'nature\'hastwosenses,theformandthematter,wemustinvestigateitsobjectsaswewouldtheessenceofsnubness。Thatis,suchthingsareneitherindependentofmatternorcanbedefinedintermsofmatteronly。Heretooindeedonemightraiseadifficulty。

Sincetherearetwonatures,withwhichisthephysicistconcerned?Orshouldheinvestigatethecombinationofthetwo?Butifthecombinationofthetwo,thenalsoeachseverally。Doesitbelongthentothesameortodifferentsciencestoknoweachseverally?

Ifwelookattheancients,physicswouldtobeconcernedwiththematter。(ItwasonlyveryslightlythatEmpedoclesandDemocritustouchedontheformsandtheessence。)

Butifontheotherhandartimitatesnature,anditisthepartofthesamedisciplinetoknowtheformandthematteruptoapoint(e。g。thedoctorhasaknowledgeofhealthandalsoofbileandphlegm,inwhichhealthisrealized,andthebuilderbothoftheformofthehouseandofthematter,namelythatitisbricksandbeams,andsoforth):ifthisisso,itwouldbethepartofphysicsalsotoknownatureinbothitssenses。

Again,\'thatforthesakeofwhich\',ortheend,belongstothesamedepartmentofknowledgeasthemeans。Butthenatureistheendor\'thatforthesakeofwhich\'。Forifathingundergoesacontinuouschangeandthereisastagewhichislast,thisstageistheendor\'thatforthesakeofwhich\'。(Thatiswhythepoetwascarriedawayintomakinganabsurdstatementwhenhesaid\'hehastheendforthesakeofwhichhewasborn\'。Fornoteverystagethatislastclaimstobeanend,butonlythatwhichisbest。)

Fortheartsmaketheirmaterial(somesimply\'make\'it,othersmakeitserviceable),andweuseeverythingasifitwasthereforoursake。(Wealsoareinasenseanend。\'Thatforthesakeofwhich\'hastwosenses:thedistinctionismadeinourworkOnPhilosophy。)Thearts,therefore,whichgovernthematterandhaveknowledgearetwo,namelytheartwhichusestheproductandtheartwhichdirectstheproductionofit。Thatiswhytheusingartalsoisinasensedirective;butitdiffersinthatitknowstheform,whereastheartwhichisdirectiveasbeingconcernedwithproductionknowsthematter。Forthehelmsmanknowsandprescribeswhatsortofformahelmshouldhave,theotherfromwhatwooditshouldbemadeandbymeansofwhatoperations。Intheproductsofart,however,wemakethematerialwithaviewtothefunction,whereasintheproductsofnaturethematteristhereallalong。

Again,matterisarelativeterm:toeachformtherecorrespondsaspecialmatter。Howfarthenmustthephysicistknowtheformoressence?Uptoapoint,perhaps,asthedoctormustknowsineworthesmithbronze(i。e。untilheunderstandsthepurposeofeach):

andthephysicistisconcernedonlywiththingswhoseformsareseparableindeed,butdonotexistapartfrommatter。Manisbegottenbymanandbythesunaswell。Themodeofexistenceandessenceoftheseparableitisthebusinessoftheprimarytypeofphilosophytodefine。

3

Nowthatwehaveestablishedthesedistinctions,wemustproceedtoconsidercauses,theircharacterandnumber。Knowledgeistheobjectofourinquiry,andmendonotthinktheyknowathingtilltheyhavegraspedthe\'why\'of(whichistograspitsprimarycause)。Soclearlywetoomustdothisasregardsbothcomingtobeandpassingawayandeverykindofphysicalchange,inorderthat,knowingtheirprinciples,wemaytrytorefertotheseprincipleseachofourproblems。

Inonesense,then,(1)thatoutofwhichathingcomestobeandwhichpersists,iscalled\'cause\',e。g。thebronzeofthestatue,thesilverofthebowl,andthegeneraofwhichthebronzeandthesilverarespecies。

Inanothersense(2)theformorthearchetype,i。e。thestatementoftheessence,anditsgenera,arecalled\'causes\'(e。g。oftheoctavetherelationof2:1,andgenerallynumber),andthepartsinthedefinition。

Again(3)theprimarysourceofthechangeorcomingtorest;e。g。

themanwhogaveadviceisacause,thefatheriscauseofthechild,andgenerallywhatmakesofwhatismadeandwhatcauseschangeofwhatischanged。

Again(4)inthesenseofendor\'thatforthesakeofwhich\'athingisdone,e。g。healthisthecauseofwalkingabout。(\'Whyishewalkingabout?\'wesay。\'Tobehealthy\',and,havingsaidthat,wethinkwehaveassignedthecause。)Thesameistruealsoofalltheintermediatestepswhicharebroughtaboutthroughtheactionofsomethingelseasmeanstowardstheend,e。g。reductionofflesh,purging,drugs,orsurgicalinstrumentsaremeanstowardshealth。

Allthesethingsare\'forthesakeof\'theend,thoughtheydifferfromoneanotherinthatsomeareactivities,othersinstruments。

Thisthenperhapsexhauststhenumberofwaysinwhichtheterm\'cause\'isused。

Asthewordhasseveralsenses,itfollowsthatthereareseveralcausesofthesamethingnotmerelyinvirtueofaconcomitantattribute),e。g。boththeartofthesculptorandthebronzearecausesofthestatue。Thesearecausesofthestatuequastatue,notinvirtueofanythingelsethatitmaybe-onlynotinthesameway,theonebeingthematerialcause,theotherthecausewhencethemotioncomes。Somethingscauseeachotherreciprocally,e。g。hardworkcausesfitnessandviceversa,butagainnotinthesameway,buttheoneasend,theotherastheoriginofchange。Furtherthesamethingisthecauseofcontraryresults。Forthatwhichbyitspresencebringsaboutoneresultissometimesblamedforbringingaboutthecontrarybyitsabsence。Thusweascribethewreckofashiptotheabsenceofthepilotwhosepresencewasthecauseofitssafety。

Allthecausesnowmentionedfallintofourfamiliardivisions。

Thelettersarethecausesofsyllables,thematerialofartificialproducts,fire,&c。,ofbodies,thepartsofthewhole,andthepremissesoftheconclusion,inthesenseof\'thatfromwhich\'。Ofthesepairstheonesetarecausesinthesenseofsubstratum,e。g。

theparts,theothersetinthesenseofessence-thewholeandthecombinationandtheform。Buttheseedandthedoctorandtheadviser,andgenerallythemaker,areallsourceswhencethechangeorstationarinessoriginates,whiletheothersarecausesinthesenseoftheendorthegoodoftherest;for\'thatforthesakeofwhich\'

meanswhatisbestandtheendofthethingsthatleaduptoit。

(Whetherwesaythe\'gooditselforthe\'apparentgood\'makesnodifference。)

Suchthenisthenumberandnatureofthekindsofcause。

Nowthemodesofcausationaremany,thoughwhenbroughtunderheadstheytoocanbereducedinnumber。For\'cause\'isusedinmanysensesandevenwithinthesamekindonemaybepriortoanother(e。g。

thedoctorandtheexpertarecausesofhealth,therelation2:1andnumberoftheoctave),andalwayswhatisinclusivetowhatisparticular。Anothermodeofcausationistheincidentalanditsgenera,e。g。inoneway\'Polyclitus\',inanother\'sculptor\'isthecauseofastatue,because\'beingPolyclitus\'and\'sculptor\'areincidentallyconjoined。Alsotheclassesinwhichtheincidentalattributeisincluded;thus\'aman\'couldbesaidtobethecauseofastatueor,generally,\'alivingcreature\'。Anincidentalattributetoomaybemoreorlessremote,e。g。supposethat\'apaleman\'or\'amusicalman\'weresaidtobethecauseofthestatue。

Allcauses,bothproperandincidental,maybespokenofeitheraspotentialorasactual;e。g。thecauseofahousebeingbuiltiseither\'house-builder\'or\'house-builderbuilding\'。

Similardistinctionscanbemadeinthethingsofwhichthecausesarecauses,e。g。of\'thisstatue\'orof\'statue\'orof\'image\'

generally,of\'thisbronze\'orof\'bronze\'orof\'material\'generally。

Sotoowiththeincidentalattributes。Againwemayuseacomplexexpressionforeitherandsay,e。g。neither\'Polyclitus\'nor\'sculptor\'but\'Polyclitus,sculptor\'。

Allthesevarioususes,however,cometosixinnumber,undereachofwhichagaintheusageistwofold。Causemeanseitherwhatisparticularoragenus,oranincidentalattributeoragenusofthat,andtheseeitherasacomplexoreachbyitself;andallsixeitherasactualoraspotential。Thedifferenceisthismuch,thatcauseswhichareactuallyatworkandparticularexistandceasetoexistsimultaneouslywiththeireffect,e。g。thishealingpersonwiththisbeing-healedpersonandthathouse-buildingmanwiththatbeing-builthouse;butthisisnotalwaystrueofpotentialcauses——thehouseandthehousebuilderdonotpassawaysimultaneously。

Ininvestigatingthecauseofeachthingitisalwaysnecessarytoseekwhatismostprecise(asalsoinotherthings):thusmanbuildsbecauseheisabuilder,andabuilderbuildsinvirtueofhisartofbuilding。Thislastcausethenisprior:andsogenerally。

Further,genericeffectsshouldbeassignedtogenericcauses,particulareffectstoparticularcauses,e。g。statuetosculptor,thisstatuetothissculptor;andpowersarerelativetopossibleeffects,actuallyoperatingcausestothingswhichareactuallybeingeffected。

Thismustsufficeforouraccountofthenumberofcausesandthemodesofcausation。

4

Butchancealsoandspontaneityarereckonedamongcauses:manythingsaresaidbothtobeandtocometobeasaresultofchanceandspontaneity。Wemustinquirethereforeinwhatmannerchanceandspontaneityarepresentamongthecausesenumerated,andwhethertheyarethesameordifferent,andgenerallywhatchanceandspontaneityare。

Somepeopleevenquestionwhethertheyarerealornot。Theysaythatnothinghappensbychance,butthateverythingwhichweascribetochanceorspontaneityhassomedefinitecause,e。g。coming\'bychance\'intothemarketandfindingthereamanwhomonewantedbutdidnotexpecttomeetisduetoone\'swishtogoandbuyinthemarket。Similarlyinothercasesofchanceitisalwayspossible,theymaintain,tofindsomethingwhichisthecause;butnotchance,forifchancewerereal,itwouldseemstrangeindeed,andthequestionmightberaised,whyonearthnoneofthewisemenofoldinspeakingofthecausesofgenerationanddecaytookaccountofchance;whenceitwouldseemthattheytoodidnotbelievethatanythingisbychance。Butthereisafurthercircumstancethatissurprising。Manythingsbothcometobeandarebychanceandspontaneity,andalthoughknowthateachofthemcanbeascribedtosomecause(astheoldargumentsaidwhichdeniedchance),neverthelesstheyspeakofsomeofthesethingsashappeningbychanceandothersnot。Forthisreasonalsotheyoughttohaveatleastreferredtothematterinsomewayorother。

Certainlytheearlyphysicistsfoundnoplaceforchanceamongthecauseswhichtheyrecognized-love,strife,mind,fire,orthelike。

Thisisstrange,whethertheysupposedthatthereisnosuchthingaschanceorwhethertheythoughtthereisbutomittedtomentionit-andthattoowhentheysometimesusedit,asEmpedoclesdoeswhenhesaysthattheairisnotalwaysseparatedintothehighestregion,but\'asitmaychance\'。Atanyratehesaysinhiscosmogonythat\'ithappenedtorunthatwayatthattime,butitoftenranotherwise。\'Hetellsusalsothatmostofthepartsofanimalscametobebychance。

Therearesometoowhoascribethisheavenlysphereandalltheworldstospontaneity。Theysaythatthevortexarosespontaneously,i。e。themotionthatseparatedandarrangedinitspresentorderallthatexists。Thisstatementmightwellcausesurprise。Fortheyareassertingthatchanceisnotresponsiblefortheexistenceorgenerationofanimalsandplants,natureormindorsomethingofthekindbeingthecauseofthem(foritisnotanychancethingthatcomesfromagivenseedbutanolivefromonekindandamanfromanother);andyetatthesametimetheyassertthattheheavenlysphereandthedivinestofvisiblethingsarosespontaneously,havingnosuchcauseasisassignedtoanimalsandplants。Yetifthisisso,itisafactwhichdeservestobedweltupon,andsomethingmightwellhavebeensaidaboutit。Forbesidestheotherabsurditiesofthestatement,itisthemoreabsurdthatpeopleshouldmakeitwhentheyseenothingcomingtobespontaneouslyintheheavens,butmuchhappeningbychanceamongthethingswhichastheysayarenotduetochance;whereasweshouldhaveexpectedexactlytheopposite。

Otherstherearewho,indeed,believethatchanceisacause,butthatitisinscrutabletohumanintelligence,asbeingadivinethingandfullofmystery。

Thuswemustinquirewhatchanceandspontaneityare,whethertheyarethesameordifferent,andhowtheyfitintoourdivisionofcauses。

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