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第1章

作者:Thorstein Veblen 字数:6586 更新:2026-03-10 23:55:37

IntroductoryTheinstitutionofaleisureclassisfoundinitsbestdevelopmentatthehigherstagesofthebarbarianculture;as,forinstance,infeudalEuropeorfeudalJapan。Insuchcommunitiesthedistinctionbetweenclassesisveryrigorouslyobserved;andthefeatureofmoststrikingeconomicsignificanceintheseclassdifferencesisthedistinctionmaintainedbetweentheemploymentspropertotheseveralclasses。Theupperclassesarebycustomexemptorexcludedfromindustrialoccupations,andarereservedforcertainemploymentstowhichadegreeofhonourattaches。Chiefamongthehonourableemploymentsinanyfeudalcommunityiswarfare;andpriestlyserviceiscommonlysecondtowarfare。Ifthebarbariancommunityisnotnotablywarlike,thepriestlyofficemaytaketheprecedence,withthatofthewarriorsecond。Buttheruleholdswithbutslightexceptionsthat,whetherwarriorsorpriests,theupperclassesareexemptfromindustrialemployments,andthisexemptionistheeconomicexpressionoftheirsuperiorrank。BrahminIndiaaffordsafairillustrationoftheindustrialexemptionofboththeseclasses。

Inthecommunitiesbelongingtothehigherbarbarianculturethereisaconsiderabledifferentiationofsub-classeswithinwhatmaybecomprehensivelycalledtheleisureclass;andthereisacorrespondingdifferentiationofemploymentsbetweenthesesub-classes。Theleisureclassasawholecomprisesthenobleandthepriestlyclasses,togetherwithmuchoftheirretinue。Theoccupationsoftheclassarecorrespondinglydiversified;buttheyhavethecommoneconomiccharacteristicofbeingnonndustrial。Thesenon-industrialupper-classoccupationsmayberoughlycomprisedundergovernment,warfare,religiousobservances,andsports。

Atanearlier,butnottheearliest,stageofbarbarism,theleisureclassisfoundinalessdifferentiatedform。Neithertheclassdistinctionsnorthedistinctionsbetweenleisure-classoccupationsaresominuteandintricate。ThePolynesianislandersgenerallyshowthisstageofthedevelopmentingoodform,withtheexceptionthat,owingtotheabsenceoflargegame,huntingdoesnotholdtheusualplaceofhonourintheirschemeoflife。

TheIcelandiccommunityinthetimeoftheSagasalsoaffordsafairinstance。Insuchacommunitythereisarigorousdistinctionbetweenclassesandbetweentheoccupationspeculiartoeachclass。Manuallabour,industry,whateverhastododirectlywiththeeverydayworkofgettingalivelihood,istheexclusiveoccupationoftheinferiorclass。Thisinferiorclassincludesslavesandotherdependents,andordinarilyalsoallthewomen。Ifthereareseveralgradesofaristocracy,thewomenofhighrankarecommonlyexemptfromindustrialemployment,oratleastfromthemorevulgarkindsofmanuallabour。Themenoftheupperclassesarenotonlyexempt,butbyprescriptivecustomtheyaredebarred,fromallindustrialoccupations。Therangeofemploymentsopentothemisrigidlydefined。Asonthehigherplanealreadyspokenof,theseemploymentsaregovernment,warfare,religiousobservances,andsports。Thesefourlinesofactivitygoverntheschemeoflifeoftheupperclasses,andforthehighestrank——thekingsorchieftainsthesearetheonlykindsofactivitythatcustomorthecommonsenseofthecommunitywillallow。Indeed,wheretheschemeiswelldevelopedevensportsareaccounteddoubtfullylegitimateforthemembersofthehighestrank。Tothelowergradesoftheleisureclasscertainotheremploymentsareopen,buttheyareemploymentsthataresubsidiarytooneoranotherofthesetypicalleisure-classoccupations。Suchare,forinstance,themanufactureandcareofarmsandaccoutrementsandofwarcanoes,thedressingandhandlingofhorses,dogs,andhawks,thepreparationofsacredapparatus,etc。Thelowerclassesareexcludedfromthesesecondaryhonourableemployments,exceptfromsuchasareplainlyofanindustrialcharacterandareonlyremotelyrelatedtothetypicalleisure-classoccupations。

Ifwegoastepbackofthisexemplarybarbarianculture,intothelowerstagesofbarbarism,wenolongerfindtheleisureclassinfullydevelopedform。Butthislowerbarbarismshowstheusages,motives,andcircumstancesoutofwhichtheinstitutionofaleisureclasshasarisen,andindicatesthestepsofitsearlygrowth。Nomadichuntingtribesinvariouspartsoftheworldillustratethesemoreprimitivephasesofthedifferentiation。AnyoneoftheNorthAmericanhuntingtribesmaybetakenasaconvenientillustration。Thesetribescanscarcelybesaidtohaveadefinedleisureclass。Thereisadifferentiationoffunction,andthereisadistinctionbetweenclassesonthebasisofthisdifferenceoffunction,buttheexemptionofthesuperiorclassfromworkhasnotgonefarenoughtomakethedesignation“leisureclass“altogetherapplicable。

Thetribesbelongingonthiseconomiclevelhavecarriedtheeconomicdifferentiationtothepointatwhichamarkeddistinctionismadebetweentheoccupationsofmenandwomen,andthisdistinctionisofaninvidiouscharacter。Innearlyallthesetribesthewomenare,byprescriptivecustom,heldtothoseemploymentsoutofwhichtheindustrialoccupationsproperdevelopatthenextadvance。Themenareexemptfromthesevulgaremploymentsandarereservedforwar,hunting,sports,anddevoutobservances。Averynicediscriminationisordinarilyshowninthismatter。

Thisdivisionoflabourcoincideswiththedistinctionbetweentheworkingandtheleisureclassasitappearsinthehigherbarbarianculture。Asthediversificationandspecialisationofemploymentsproceed,thelineofdemarcationsodrawncomestodividetheindustrialfromthenon-industrialemployments。Theman’soccupationasitstandsattheearlierbarbarianstageisnottheoriginaloutofwhichanyappreciableportionoflaterindustryhasdeveloped。Inthelaterdevelopmentitsurvivesonlyinemploymentsthatarenotclassedasindustrial,——war,politics,sports,learning,andthepriestlyoffice。Theonlynotableexceptionsareaportionofthefisheryindustryandcertainslightemploymentsthataredoubtfullytobeclassedasindustry;suchasthemanufactureofarms,toys,andsportinggoods。Virtuallythewholerangeofindustrialemploymentsisanoutgrowthofwhatisclassedaswoman’sworkintheprimitivebarbariancommunity。

Theworkofthemeninthelowerbarbariancultureisnolessindispensabletothelifeofthegroupthantheworkdonebythewomen。Itmayevenbethatthemen’sworkcontributesasmuchtothefoodsupplyandtheothernecessaryconsumptionofthegroup。Indeed,soobviousisthis“productive“characterofthemen’sworkthatintheconventionaleconomicwritingsthehunter’sworkistakenasthetypeofprimitiveindustry。Butsuchisnotthebarbarian’ssenseofthematter。Inhisowneyesheisnotalabourer,andheisnottobeclassedwiththewomeninthisrespect;norishisefforttobeclassedwiththewomen’sdrudgery,aslabourorindustry,insuchasenseastoadmitofitsbeingconfoundedwiththelatter。Thereisinallbarbariancommunitiesaprofoundsenseofthedisparitybetweenman’sandwoman’swork。Hisworkmayconducetothemaintenanceofthegroup,butitisfeltthatitdoessothroughanexcellenceandanefficacyofakindthatcannotwithoutderogationbecomparedwiththeuneventfuldiligenceofthewomen。

Atafartherstepbackwardintheculturalscale——amongsavagegroups——thedifferentiationofemploymentsisstilllesselaborateandtheinvidiousdistinctionbetweenclassesandemploymentsislessconsistentandlessrigorous。Unequivocalinstancesofaprimitivesavageculturearehardtofind。Fewofthesegroupsorcommunitiesthatareclassedas“savage“shownotracesofregressionfromamoreadvancedculturalstage。Buttherearegroups——someofthemapparentlynottheresultofretrogression——whichshowthetraitsofprimitivesavagerywithsomefidelity。Theirculturediffersfromthatofthebarbariancommunitiesintheabsenceofaleisureclassandtheabsence,ingreatmeasure,oftheanimusorspiritualattitudeonwhichtheinstitutionofaleisureclassrests。Thesecommunitiesofprimitivesavagesinwhichthereisnohierarchyofeconomicclassesmakeupbutasmallandinconspicuousfractionofthehumanrace。AsgoodaninstanceofthisphaseofcultureasmaybehadisaffordedbythetribesoftheAndamans,orbytheTodasoftheNilgiriHills。TheschemeoflifeofthesegroupsatthetimeoftheirearliestcontactwithEuropeansseemstohavebeennearlytypical,sofarasregardstheabsenceofaleisureclass。

AsafurtherinstancemightbecitedtheAinuofYezo,and,moredoubtfully,alsosomeBushmanandEskimogroups。SomePueblocommunitiesarelessconfidentlytobeincludedinthesameclass。Most,ifnotall,ofthecommunitiesherecitedmaywellbecasesofdegenerationfromahigherbarbarism,ratherthanbearersofaculturethathasneverrisenaboveitspresentlevel。Ifso,theyareforthepresentpurposetobetakenwiththeallowance,buttheymayservenonethelessasevidencetothesameeffectasiftheywerereally“primitive“populations。

Thesecommunitiesthatarewithoutadefinedleisureclassresembleoneanotheralsoincertainotherfeaturesoftheirsocialstructureandmanneroflife。Theyaresmallgroupsandofasimple(archaic)structure;theyarecommonlypeaceableandsedentary;theyarepoor;andindividualownershipisnotadominantfeatureoftheireconomicsystem。Atthesametimeitdoesnotfollowthatthesearethesmallestofexistingcommunities,orthattheirsocialstructureisinallrespectstheleastdifferentiated;nordoestheclassnecessarilyincludeallprimitivecommunitieswhichhavenodefinedsystemofindividualownership。Butitistobenotedthattheclassseemstoincludethemostpeaceable——perhapsallthecharacteristicallypeaceable——primitivegroupsofmen。Indeed,themostnotabletraitcommontomembersofsuchcommunitiesisacertainamiableinefficiencywhenconfrontedwithforceorfraud。

Theevidenceaffordedbytheusagesandculturaltraitsofcommunitiesatalowstageofdevelopmentindicatesthattheinstitutionofaleisureclasshasemergedgraduallyduringthetransitionfromprimitivesavagerytobarbarism;ormoreprecisely,duringthetransitionfromapeaceabletoaconsistentlywarlikehabitoflife。Theconditionsapparentlynecessarytoitsemergenceinaconsistentformare:(1)thecommunitymustbeofapredatoryhabitoflife(warorthehuntingoflargegameorboth);thatistosay,themen,whoconstitutetheinchoateleisureclassinthesecases,mustbehabituatedtotheinflictionofinjurybyforceandstratagem;

(2)subsistencemustbeobtainableonsufficientlyeasytermstoadmitoftheexemptionofaconsiderableportionofthecommunityfromsteadyapplicationtoaroutineoflabour。Theinstitutionofleisureclassistheoutgrowthofanearlydiscriminationbetweenemployments,accordingtowhichsomeemploymentsareworthyandothersunworthy。Underthisancientdistinctiontheworthyemploymentsarethosewhichmaybeclassedasexploit;

unworthyarethosenecessaryeverydayemploymentsintowhichnoappreciableelementofexploitenters。

Thisdistinctionhasbutlittleobvioussignificanceinamodernindustrialcommunity,andithas,therefore,receivedbutslightattentionatthehandsofeconomicwriters。Whenviewedinthelightofthatmoderncommonsensewhichhasguidedeconomicdiscussion,itseemsformalandinsubstantial。Butitpersistswithgreattenacityasacommonplacepreconceptioneveninmodernlife,asisshown,forinstance,byourhabitualaversiontomenialemployments。Itisadistinctionofapersonalkind——ofsuperiorityandinferiority。Intheearlierstagesofculture,whenthepersonalforceoftheindividualcountedmoreimmediatelyandobviouslyinshapingthecourseofevents,theelementofexploitcountedformoreintheeverydayschemeoflife。Interestcentredaboutthisfacttoagreaterdegree。

Consequentlyadistinctionproceedingonthisgroundseemedmoreimperativeandmoredefinitivethenthanisthecaseto-day。Asafactinthesequenceofdevelopment,therefore,thedistinctionisasubstantialoneandrestsonsufficientlyvalidandcogentgrounds。

Thegroundonwhichadiscriminationbetweenfactsishabituallymadechangesastheinterestfromwhichthefactsarehabituallyviewedchanges。Thosefeaturesofthefactsathandaresalientandsubstantialuponwhichthedominantinterestofthetimethrowsitslight。Anygivengroundofdistinctionwillseeminsubstantialtoanyonewhohabituallyapprehendsthefactsinquestionfromadifferentpointofviewandvaluesthemforadifferentpurpose。Thehabitofdistinguishingandclassifyingthevariouspurposesanddirectionsofactivityprevailsofnecessityalwaysandeverywhere;foritisindispensableinreachingaworkingtheoryorschemeoflife。Theparticularpointofview,ortheparticularcharacteristicthatispitcheduponasdefinitiveintheclassificationofthefactsoflifedependsupontheinterestfromwhichadiscriminationofthefactsissought。Thegroundsofdiscrimination,andthenormofprocedureinclassifyingthefacts,therefore,progressivelychangeasthegrowthofcultureproceeds;fortheendforwhichthefactsoflifeareapprehendedchanges,andthepointofviewconsequentlychangesalso。Sothatwhatarerecognisedasthesalientanddecisivefeaturesofaclassofactivitiesorofasocialclassatonestageofculturewillnotretainthesamerelativeimportanceforthepurposesofclassificationatanysubsequentstage。

Butthechangeofstandardsandpointsofviewisgradualonly,anditseldomresultsinthesubversionofentiresuppressionofastandpointonceaccepted。Adistinctionisstillhabituallymadebetweenindustrialandnon-industrialoccupations;andthismoderndistinctionisatransmutedformofthebarbariandistinctionbetweenexploitanddrudgery。Suchemploymentsaswarfare,politics,publicworship,andpublicmerrymaking,arefelt,inthepopularapprehension,todifferintrinsicallyfromthelabourthathastodowithelaboratingthematerialmeansoflife。Thepreciselineofdemarcationisnotthesameasitwasintheearlybarbarianscheme,butthebroaddistinctionhasnotfallenintodisuse。

Thetacit,common-sensedistinctionto-dayis,ineffect,thatanyeffortistobeaccountedindustrialonlysofarasitsultimatepurposeistheutilisationofnon-humanthings。Thecoerciveutilisationofmanbymanisnotfelttobeanindustrialfunction;butalleffortdirectedtoenhancehumanlifebytakingadvantageofthenon-humanenvironmentisclassedtogetherasindustrialactivity。Bytheeconomistswhohavebestretainedandadaptedtheclassicaltradition,man’s“powerovernature“iscurrentlypostulatedasthecharacteristicfactofindustrialproductivity。Thisindustrialpowerovernatureistakentoincludeman’spoweroverthelifeofthebeastsandoveralltheelementalforces。Alineisinthiswaydrawnbetweenmankindandbrutecreation。

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